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An Analysis of the Effectiveness of Air Filters on HVAC Systems - HEPA & MERV Ratings AirCondAPedia © How to Assess the Effectiveness or Efficiency of Air Filters for Heating and Air Conditioning Systems Definition of MERV, Definition of HEPA, MERV ratings explained for HVAC filters How air filters work Particle size vs. air filter characteristics vs. indoor air quality Benefits of gasketed air filters on HVAC systems Significance of dirt and debris in the return air plenum or ducts Washable air filters for HVAC systems Air conditioning / heating system filter product sources and recommendations

Here we discuss and explain various measurements of the effectiveness of different types of air filters for HVAC systems. This website answers almost any question you might ask about air filters for heating or air conditioning systems. We explain how an air conditioning service technician will diagnose certain common air conditioning system failures or defects. In these articles we are referring to filters installed on central air conditioning or central heating systems that move air through air handlers and duct systems. Standalone "air cleaners" are generally ineffective in buildings. Readers should also see Air Filter Effectiveness and  Real-World Effectiveness of Air Cleaners in our INDOOR AIR QUALITY IMPROVEMENT GUIDE article series.

We include photographs to assist readers in recognizing cooling system defects. Contact us to suggest text changes and additions and, if you wish, to receive online listing and credit for that contribution. [The page top photograph is of a low-MERV HVAC filter in an air handler.]

© Copyright 2009 Daniel Friedman, All Rights Reserved. Information Accuracy & Bias Pledge is at below-left. Use links at the left of each page to navigate this document or to view other topics at this website. Green links show where you are in our document or website.

Measuring air filtration effectiveness:

The air filter cascade system installation in our lab provided an opportunity for careful testing of its effect on indoor air quality in the lab, since unlike most building owners, we have an extensive set of indoor air quality monitoring equipment at hand for our IAQ and environmental work. The airborne dust levels of all particle sizes dropped dramatically when the new system was installed (and the existing ducts cleaned as part of the project). Airborne particles in the 1-20 micron range were reduced by about 70%. Simple subjective visual inspection of lab surfaces showed that dust accumulated at a much slower rate.

Fix the air qualtiy problem at its source: Properly installed air filtration can definitely reduce the level of airborne dust in buildings, as we have tested and measured in our lab and in other buildings. But air filtration should not be relied on as a "cure" for sick buildings or for mold contamination. Rather, it is more important to find and remove the problem source and to correct the conditions that caused the problem in the first place.

The US EPA takes a similar view: "However, air cleaners may not reduce adverse health effects completely in sensitive population such as children, the elderly, and people with asthma and allergies. For example, the evidence is weak that air cleaning devices are effective in reducing asthma symptoms associated with small particles that remain in the air, such as those from some airborne cat dander and dust mite allergens. Larger particles, which may contain allergens, settle rapidly before they can be removed by filtration, so effective allergen control measures require washing sheets weekly, frequent vacuuming of carpets and furniture, and dusting and cleaning of hard surfaces. There are no studies to date linking gas-phase filtration, UVGI, and PCO systems in homes to reduced health symptoms in sensitive populations."

That said, good air filtration on central air handling systems combined with our "fix the problem" advice above, can improve indoor air quality significantly.

Air Filter Design Basics: MERV, HEPA, How Air Filters Work

The Definition of Air Filter MERV and what MERV means when buying an air filter

MERV is an acronym for "Minimum Efficiency Reporting Value". The MERV rating on an air filter describes its efficiency as a means of reducing the level of 3 to 10 micron-sized particles in air which passes through the filter. Higher "MERV" means higher filter efficiency. The purpose of the MERV standard is to permit an "apples to apples" comparison of the filtering efficiency of various air filters.

Air filter efficiency refers to the relative ability of a filter to remove particles of a given size or size range from air passing through the filter. If a filter were 100% efficient, none of the particles in a given size range would escape the filter and air which has passed through such a filter would contain zero particles.

The MREV Efficiency Rating Scale ranges from 1 to 16, with 1 being the lowest efficiency and 16 describing the highest efficiency. The particle size range addressed by the MERV scale is 3 to 10 microns. A logical inference is that if an air filter is removing particles down to 3-10 microns, it is certainly also at least that efficient at removing larger sized particles.

What are typical air filter MERV values?

A very low-cost disposable fiberglass furnace filter may have a MERV rating of 1 to 4 - pretty low.

We provide examples of specific air filters and their efficiency at Air Filter Efficiency, a section of our discussion of OPTIMUM INDOOR AIR FILTERS and Cascaded Air Filters

A mediuim efficiency MERV pleated air filter in the range of MERV 5-13 is, according to the US EPA, reasonably efficient at removing small to large airborne particles.

EPA also opines that: "Filters with a MERV 7-13 are likely to be nearly as effective as true HEPA filters at controlling most airborne indoor particles." We can't explain the overlap of these two statements except to speculate that the EPA writer was thinking that the MERV of an air filter is not constant - particle filtration improves as the filter gets dirtier.

EPA adds that medium efficiency air filters are generally less expensive than HEPA filters, and allow quieter HVAC fan operation and higher airflow rates than HEPA filters since they have less airflow resistance.

A high efficiency high MERV pleated air filter in the MERV 13-16 range would be expected to remove smaller particles between 0.3u and 1.0u in size at about a 75% efficiency.

But before getting too excited about 75% looking not as good at 99.97% (see HEPA filtration discussed below) remember that in a heating or air conditioning system air is being recirculated through the filter system. So if each pass is removing 75% of the particles we want to capture, over time the heating or air conditioning filter system will do a good job of removing a very large amount of airborne dust.

This is exactly what we saw when we tested some filtering approaches in our forensic laboratory. The longer we ran the air handler fan the more dramatically we saw the airborne dust level drop in the test area.

The US EPA points out that higher efficiency filters with a MERV of 14 to 16, sometimes misidentified as HEPA filters, are similar in appearance to true HEPA filters, which have MERV values of 17 to 20. As you'll read below, you may not want to rush to install a HEPA filter on your central air conditioner or heating system.

What is a HEPA Filter?

The Definition of A "HEPA" rated air filter (High Efficiency Particulate Air [Filter] or better put, High Efficiency Particulate Arresting [Filter]) has to meet more demanding US DOE standards than a high MERV air filter. True HEPA rated air filters have a MERV of 17-20.

A HEPA filter is required to remove at least 99.97% of airborne particles down to 0.3u in size (in diameter or in their longest dimension). Any filter, high MERV or HEPA, can be expected to filter out larger particles with an efficiency above its rating.

Should You Install a HEPA or High MERV Filter on my Air Conditioner or Furnace?

So do we want to use a high MERV air filter or do we need to install a HEPA filter on our air conditioner or heating system air handler?

A high MERV air filter is much less costly than a HEPA filter and can be more effective over time in a residential or office air conditioning or heating system, but there are two warnings that have to be considered:

1. Air filter bypass leakage if the air filter does not fit properly and tightly, no matter how efficient it is, it may be leaking a significant of air around itself at the mounting, reducing the overall efficiency of the air filtration system. You can see this effect by noticing how much debris collects in the return air plenum behind the filter.
   
   If at each filter change you see that the ductwork or return plenum is pretty clean, the filter is not bypassing much air. Some air filter manufacturers specialize in providing air filters that include a gasket to seal against air bypass leaks.
   
   
2. Air filter density and reduction in airflow: some air filters may be so dense that the cubic feet per minute of air that can pass through them is reduced drastically.
   
   EPA and also some HVAC designers point out that you won't usually find a true HEPA filter installed in residential HVAC ductwork or air handlers. That's because of both the size of true HEPA filters (they won't fit in the air handler) and the air flow restriction (a true HEPA may reduce airflow too drastically in a non-commercial HVAC system).
   
   Before installing a very high MERV or a HEPA filter in your HVAC system, check with your air conditioner or heating system installer or service technician to review the intended air flow rate (in cubic feet per minute) of your system and on the effects of installing a better, more efficient but slower-air-passing filter.
   
   An HVAC technician and some home inspectors have equipment that can easily measure the air flow rate at a given point in the system. In our lab experiments we made certain that the new air blower assembly we were installing and testing was able to move enough cfm of building air with the improved cascaded filter scheme we were testing.

Smaller airborne particles than those covered by the HEPA or MERV rating might be filtered out with still higher efficiency. Their smaller mass means they may "stick" to the filter surface well but some filters, such as the budget lowest-cost fiberglass furnace filters, will pass these small filters right through when they are new, but filter out more of them as the filter surface becomes clogged and dirty with debris (leaving smaller and smaller openings through which air must pass.

...

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AIR FILTERS for HVAC SYSTEMS
  Air Filter Location
  Dirty Air Filter Problems
  Missing Air Filters
 OPTIMUM INDOOR AIR FILTERS
  Air Filter Efficiency
  Optimum Air Filter Design / Location
  How to Cascade Air Filters
 CONTINUOUS BLOWER FAN OPERATION
 AIR FILTER EFFECTIVENESS
  MERV, HEPA Definitions
  MERV Air Filter Ratings
  How Air Filters Work
  Particle Sizes & IAQ
  Gasketed air filters
  Debris in Return Air Plenum
  Washable air filters
 AIR FILTERING STRATEGIES
 FIBERGLASS & AIR FILTERS
  Air Filters Shed Fibers?
  Fiberglass & Test Lab Accuracy
  Variations in Fiber Size
 SOURCES FOR AIR FILTERS
  OTHER AIR CLEANERS

• Thanks to Mark Cramer, Tampa Florida, for assistance in technical review of the "Critical Defects" section and for the photograph of the deteriorating gray Owens Corning flex duct in a hot attic. Mr. Cramer is a Florida home inspector and home inspection educator.
• Thanks to Jon Bolton, an ASHI, FABI, and otherwise certified Florida home inspector who provided photos of failing Goodman gray flex duct in a hot attic.
• Carson Dunlop, Associates, Toronto, have provided us with (and we recommend) Carson Dunlop Weldon & Associates' Technical Reference Guide to manufacturer's model and serial number information for heating and cooling equipment ($69.00 U.S.).
• US EPA article on air filter efficiency: epa.gov/iaq/pubs/airclean.html 04/24/2009
• Wikipedia provided background information about the definition of HEPA and airborne particle interception

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